Regulatory and Disciplinary

We are approachable, smart and highly experienced regulatory law specialists working to protect your business, career and reputation. We care about our clients and the outcome.

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We steer you and your business through rules and regulations, governance, compliance, cultural expectations and the pace of regulatory change, to reduce the risk of investigation, prosecution or reputational damage.

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We advise professionals and businesses in their interactions with UK regulators with enforcement powers including accountancy and finance, legal and healthcare sectors. We are an experienced, versatile and cost-effective team who have worked in private practice, in-house for global financial institutions and with government authorities in the UK.

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If possible, we like to be brought in early when things may need improving, assisting with internal investigations, advising on regulatory notifications, systemic risks, remediation programmes and engaging in an effective dialogue with regulators, to avoid matters deteriorating.

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If the unexpected happens, and you or your business is facing investigation or enforcement action, we represent you from the first phone call through to a tribunal or Court hearing.

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We make complex legal concepts simple and give practical, common-sense advice whether we are dealing with compliance projects, regulatory investigations and enforcement, or remediation and customer contact exercises.

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Often keeping matters ‘under the radar’, we have been involved in many important financial crime and regulatory cases in the last decade.

 

Every client and matter is different. We build the right team for you and provide bespoke advice tailored to what you require or are facing.